Search for: "Summit Financial LLC"
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19 Jan 2021, 10:33 pm
Recently, CMG Partners LLC, a known purchaser of distressed nontraded securities, sent Summit investors letters offering to purchase shares for $0.60 per share. [read post]
29 Mar 2021, 12:04 pm
Continue reading The post Lake Forest, Illinois Financial Advisor Victor A. [read post]
5 Mar 2018, 6:01 am
Posted by Andrew Letts and Chad Spitler, CamberView Partners, LLC, on Monday, March 5, 2018 Editor's Note: Andrew Letts is Partner and Chad Spitler is a Senior Advisor at CamberView Partners, LLC. [read post]
8 Jan 2008, 7:59 pm
On Dec. 28, Seattle-based Summit Capital Group, LLC, and affiliated financial services companies filed suit in the Western District against the Boston-based Summit Partners, LP, venture capital firm, seeking a declaration of non-infringement and non-dilution of the defendant’s SUMMIT PARTNERS trademark.The complaint states: “Plaintiffs or its affiliates have done business under the tradename SUMMIT CAPITAL PARTNERS… [read post]
2 Jul 2019, 12:51 pm
Summit to pay Restitution to Customers for Excessive Trades According to a press announcement on Tuesday, the Financial Industry Regulatory Authority (FINRA) announced that it has sanctioned Summit Brokerage Services, Inc. for supervisory failures. [read post]
6 Jan 2020, 2:12 pm
” The conduct occurred while Zara was employed by Wells Fargo Clearing Services, LLC. [read post]
4 May 2008, 7:08 pm
As STL readers may recall, on Dec. 28 Seattle-based Summit Capital Group, LLC, and affiliated financial services companies filed suit in the Western District against the Boston-based Summit Partners, LP, venture capital firm, seeking a declaration of non-infringement and non-dilution of the defendant’s SUMMIT PARTNERS trademark. [read post]
1 Oct 2012, 5:48 am
Educational Services, LLC; and Ben Sands, Founder & President, Regret Free Life. [read post]
8 Jul 2020, 10:51 am
Nautilus Solar Energy LLC, a community solar owner and operator in Summit, New Jersey, announced Wednesday the acquisition of a 15.1 MW community solar development portfolio from Elkridge-based SGC Power (“SGC”), a full life-cycle set provider of products that help solar asset owners invest, build and operate projects which give great financial returns. [read post]
25 Feb 2016, 7:52 am
From the Desk of Jim Eccleston at Eccleston Law LLC: As baby boomers continue to retire at a rapid pace, financial fraudsters have been turning their attention to insurance products as a way to manipulate the U.S. senior population. [read post]
20 Aug 2020, 7:06 am
VW Contributor: Skylar Young © 2020 Vandenack Weaver LLC For more information, Contact Us [read post]
23 Nov 2016, 1:26 pm
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Michael DiGaetano (DiGaetano) currently associated with Independent Financial Group, LLC (Independent Financial) alleging unsuitable investments, misrepresentations, fraud, negligence, breach of contract, and breach of fiduciary duty among other claims. [read post]
9 Sep 2015, 6:16 am
Turner had 291 reps as of last year end, but has lost more than half of the reps when they joined Summit Brokerage Services, another Cetera firm.According to the CEO of Cetera Financial, since J.P Turner became part of Cetera Financial, J.P. [read post]
25 Jan 2019, 9:21 am
Contact Info: Cavalry Portfolio Services, LLC 500 Summit Lake Drive, Suite 400 Valhalla, NY 10595 Phone Number: 800-501-0909 Website: http://www.cavalryportfolioservices.com/ The post Who Is Cavalry SPV I LLC? [read post]
10 May 2011, 10:25 am
Summit and affiliates publish magazines and websites and produce conferences for the insurance, accounting, financial services, banking and legal industries. [read post]
2 Oct 2010, 11:53 am
. **** October 3-5 Sponsor: Opal Financial Group Event: Global Asset Allocation Summit Location: Las Vegas, NV October 3-5 Sponsor: Deal Flow Media Event: The Life Settlements Conference 2010 Location: Las Vegas, NV October 4-5 Sponsor: FIA Event: Equity Options Conference Location: New York, NY October 4-5 Sponsor: Corporate Counsel Event: 4th Annual Hedge Fund General Counsel Summit Location: New York, NY October 4-5 Sponsor: High Frequency Trading Event: High… [read post]
29 Jun 2010, 1:47 pm
Inc. $850,000 $94,000 DeWaay Financial Network LLC $850,000 $134,525 Eagle One Investments LLC $360,000 $42,500 Empire Financial Group Inc. $2,750,000 $234,200 Empire Securities Corp. $205,000 - E-Planning.com Securities Inc. $3,765,000 $483,925 First Allied Securities Inc. $380,000 $11,250 Gk Securities LLC $50,000 - Grant Bettingen Inc. $215,000 $19,350 GunnAllen Financial Inc. $22,255,000 - Harrison Douglas Inc. $1,830,000… [read post]
7 Dec 2009, 12:34 pm
Hofhines and his firm, Summit Retirement Advisors LLC, failed to disclose to clients that returns from investments in Provident Royalties LLC securities did not come from revenue generated by actual investments in oil-and-gas properties. [read post]
25 Oct 2022, 10:59 am
Cole Financial from May-July 2018, Allegis Investment Services LLC from July 2014-May 2018, and Summit Brokerage Services from March 2010 – July 2014. [read post]
25 Apr 2019, 10:27 am
In April, 2019, KushCo announced that it was restating its financial statements for 2017 and 2018 for expenses related to its acquisitions of CMP Wellness, Summit Innovations, and Hybrid Creative. [read post]
